Collapse: How Societies Choose to Fail or Succeed Page 2
The risk of such collapses today is now a matter of increasing concern; indeed, collapses have already materialized for Somalia, Rwanda, and some other Third World countries. Many people fear that ecocide has now come to overshadow nuclear war and emerging diseases as a threat to global civilization. The environmental problems facing us today include the same eight that undermined past societies, plus four new ones: human-caused climate change, buildup of toxic chemicals in the environment, energy shortages, and full human utilization of the Earth’s photosynthetic capacity. Most of these 12 threats, it is claimed, will become globally critical within the next few decades: either we solve the problems by then, or the problems will undermine not just Somalia but also First World societies. Much more likely than a doomsday scenario involving human extinction or an apocalyptic collapse of industrial civilization would be “just” a future of significantly lower living standards, chronically higher risks, and the undermining of what we now consider some of our key values. Such a collapse could assume various forms, such as the worldwide spread of diseases or else of wars, triggered ultimately by scarcity of environmental resources. If this reasoning is correct, then our efforts today will determine the state of the world in which the current generation of children and young adults lives out their middle and late years.
But the seriousness of these current environmental problems is vigorously debated. Are the risks greatly exaggerated, or conversely are they underestimated? Does it stand to reason that today’s human population of almost seven billion, with our potent modern technology, is causing our environment to crumble globally at a much more rapid rate than a mere few million people with stone and wooden tools already made it crumble locally in the past? Will modern technology solve our problems, or is it creating new problems faster than it solves old ones? When we deplete one resource (e.g., wood, oil, or ocean fish), can we count on being able to substitute some new resource (e.g., plastics, wind and solar energy, or farmed fish)? Isn’t the rate of human population growth declining, such that we’re already on course for the world’s population to level off at some manageable number of people?
All of these questions illustrate why those famous collapses of past civilizations have taken on more meaning than just that of a romantic mystery. Perhaps there are some practical lessons that we could learn from all those past collapses. We know that some past societies collapsed while others didn’t: what made certain societies especially vulnerable? What, exactly, were the processes by which past societies committed ecocide? Why did some past societies fail to see the messes that they were getting into, and that (one would think in retrospect) must have been obvious? Which were the solutions that succeeded in the past? If we could answer these questions, we might be able to identify which societies are now most at risk, and what measures could best help them, without waiting for more Somalia-like collapses.
But there are also differences between the modern world and its problems, and those past societies and their problems. We shouldn’t be so naïve as to think that study of the past will yield simple solutions, directly transferable to our societies today. We differ from past societies in some respects that put us at lower risk than them; some of those respects often mentioned include our powerful technology (i.e., its beneficial effects), globalization, modern medicine, and greater knowledge of past societies and of distant modern societies. We also differ from past societies in some respects that put us at greater risk than them: mentioned in that connection are, again, our potent technology (i.e., its unintended destructive effects), globalization (such that now a collapse even in remote Somalia affects the U.S. and Europe), the dependence of millions (and, soon, billions) of us on modern medicine for our survival, and our much larger human population. Perhaps we can still learn from the past, but only if we think carefully about its lessons.
Efforts to understand past collapses have had to confront one major controversy and four complications. The controversy involves resistance to the idea that past peoples (some of them known to be ancestral to peoples currently alive and vocal) did things that contributed to their own decline. We are much more conscious of environmental damage now than we were a mere few decades ago. Even signs in hotel rooms now invoke love of the environment to make us feel guilty if we demand fresh towels or let the water run. To damage the environment today is considered morally culpable.
Not surprisingly, Native Hawaiians and Maoris don’t like paleontologists telling them that their ancestors exterminated half of the bird species that had evolved on Hawaii and New Zealand, nor do Native Americans like archaeologists telling them that the Anasazi deforested parts of the southwestern U.S. The supposed discoveries by paleontologists and archaeologists sound to some listeners like just one more racist pretext advanced by whites for dispossessing indigenous peoples. It’s as if scientists were saying, “Your ancestors were bad stewards of their lands, so they deserved to be dispossessed.” Some American and Australian whites, resentful of government payments and land retribution to Native Americans and Aboriginal Australians, do indeed seize on the discoveries to advance that argument today. Not only indigenous peoples, but also some anthropologists and archaeologists who study them and identify with them, view the recent supposed discoveries as racist lies.
Some of the indigenous peoples and the anthropologists identifying with them go to the opposite extreme. They insist that past indigenous peoples were (and modern ones still are) gentle and ecologically wise stewards of their environments, intimately knew and respected Nature, innocently lived in a virtual Garden of Eden, and could never have done all those bad things. As a New Guinea hunter once told me, “If one day I succeed in shooting a big pigeon in one direction from our village, I wait a week before hunting pigeons again, and then I go out in the opposite direction from the village.” Only those evil modern First World inhabitants are ignorant of Nature, don’t respect the environment, and destroy it.
In fact, both extreme sides in this controversy—the racists and the believers in a past Eden—are committing the error of viewing past indigenous peoples as fundamentally different from (whether inferior to or superior to) modern First World peoples. Managing environmental resources sustainably has always been difficult, ever since Homo sapiens developed modern inventiveness, efficiency, and hunting skills by around 50,000 years ago. Beginning with the first human colonization of the Australian continent around 46,000 years ago, and the subsequent prompt extinction of most of Australia’s former giant marsupials and other large animals, every human colonization of a land mass formerly lacking humans—whether of Australia, North America, South America, Madagascar, the Mediterranean islands, or Hawaii and New Zealand and dozens of other Pacific islands—has been followed by a wave of extinction of large animals that had evolved without fear of humans and were easy to kill, or else succumbed to human-associated habitat changes, introduced pest species, and diseases. Any people can fall into the trap of overexploiting environmental resources, because of ubiquitous problems that we shall consider later in this book: that the resources initially seem inexhaustibly abundant; that signs of their incipient depletion become masked by normal fluctuations in resource levels between years or decades; that it’s difficult to get people to agree on exercising restraint in harvesting a shared resource (the so-called tragedy of the commons, to be discussed in later chapters); and that the complexity of ecosystems often makes the consequences of some human-caused perturbation virtually impossible to predict even for a professional ecologist. Environmental problems that are hard to manage today were surely even harder to manage in the past. Especially for past non-literate peoples who couldn’t read case studies of societal collapses, ecological damage constituted a tragic, unforeseen, unintended consequence of their best efforts, rather than morally culpable blind or conscious selfishness. The societies that ended up collapsing were (like the Maya) among the most creative and (for a time) advanced and successful of their times, rather than stupid and primitive.
Past peop
les were neither ignorant bad managers who deserved to be exterminated or dispossessed, nor all-knowing conscientious environmentalists who solved problems that we can’t solve today. They were people like us, facing problems broadly similar to those that we now face. They were prone either to succeed or to fail, depending on circumstances similar to those making us prone to succeed or to fail today. Yes, there are differences between the situation we face today and that faced by past peoples, but there are still enough similarities for us to be able to learn from the past.
Above all, it seems to me wrongheaded and dangerous to invoke historical assumptions about environmental practices of native peoples in order to justify treating them fairly. In many or most cases, historians and archaeologists have been uncovering overwhelming evidence that this assumption (about Eden-like environmentalism) is wrong. By invoking this assumption to justify fair treatment of native peoples, we imply that it would be OK to mistreat them if that assumption could be refuted. In fact, the case against mistreating them isn’t based on any historical assumption about their environmental practices: it’s based on a moral principle, namely, that it is morally wrong for one people to dispossess, subjugate, or exterminate another people.
That’s the controversy about past ecological collapses. As for the complications, of course it’s not true that all societies are doomed to collapse because of environmental damage: in the past some societies did while others didn’t; the real question is why only some societies proved fragile, and what distinguished those that collapsed from those that didn’t. Some societies that I shall discuss, such as the Icelanders and Tikopians, succeeded in solving extremely difficult environmental problems, have thereby been able to persist for a long time, and are still going strong today. For example, when Norwegian colonists of Iceland first encountered an environment superficially similar to that of Norway but in reality very different, they inadvertently destroyed much of Iceland’s topsoil and most of its forests. Iceland for a long time was Europe’s poorest and most ecologically ravaged country. However, Icelanders eventually learned from experience, adopted rigorous measures of environmental protection, and now enjoy one of the highest per-capita national average incomes in the world. Tikopia Islanders inhabit a tiny island so far from any neighbors that they were forced to become self-sufficient in almost everything, but they micromanaged their resources and regulated their population size so carefully that their island is still productive after 3,000 years of human occupation. Thus, this book is not an uninterrupted series of depressing stories of failure, but also includes success stories inspiring imitation and optimism.
In addition, I don’t know of any case in which a society’s collapse can be attributed solely to environmental damage: there are always other contributing factors. When I began to plan this book, I didn’t appreciate those complications, and I naïvely thought that the book would just be about environmental damage. Eventually, I arrived at a five-point framework of possible contributing factors that I now consider in trying to understand any putative environmental collapse. Four of those sets of factors—environmental damage, climate change, hostile neighbors, and friendly trade partners—may or may not prove significant for a particular society. The fifth set of factors—the society’s responses to its environmental problems—always proves significant. Let’s consider these five sets of factors one by one, in a sequence not implying any primacy of cause but just convenience of presentation.
A first set of factors involves damage that people inadvertently inflict on their environment, as already discussed. The extent and reversibility of that damage depend partly on properties of people (e.g., how many trees they cut down per acre per year), and partly on properties of the environment (e.g., properties determining how many seedlings germinate per acre, and how rapidly saplings grow, per year). Those environmental properties are referred to either as fragility (susceptibility to damage) or as resilience (potential for recovery from damage), and one can talk separately of the fragility or resilience of an area’s forests, its soils, its fish populations, and so on. Hence the reasons why only certain societies suffered environmental collapses might in principle involve either exceptional imprudence of their people, exceptional fragility of some aspects of their environment, or both.
A next consideration in my five-point framework is climate change, a term that today we tend to associate with global warming caused by humans. In fact, climate may become hotter or colder, wetter or drier, or more or less variable between months or between years, because of changes in natural forces that drive climate and that have nothing to do with humans. Examples of such forces include changes in the heat put out by the sun, volcanic eruptions that inject dust into the atmosphere, changes in the orientation of the Earth’s axis with respect to its orbit, and changes in the distribution of land and ocean over the face of the Earth. Frequently discussed cases of natural climate change include the advance and retreat of continental ice sheets during the Ice Ages beginning over two million years ago, the so-called Little Ice Age from about A.D. 1400 to 1800, and the global cooling following the enormous volcanic eruption of Indonesia’s Mt. Tambora on April 5, 1815. That eruption injected so much dust into the upper atmosphere that the amount of sunlight reaching the ground decreased until the dust settled out, causing widespread famines even in North America and Europe due to cold temperatures and reduced crop yields in the summer of 1816 (“the year without a summer��).
Climate change was even more of a problem for past societies with short human lifespans and without writing than it is today, because climate in many parts of the world tends to vary not just from year to year but also on a multi-decade time scale; e.g., several wet decades followed by a dry half-century. In many prehistoric societies the mean human generation time—average number of years between births of parents and of their children—was only a few decades. Hence towards the end of a string of wet decades, most people alive could have had no firsthand memory of the previous period of dry climate. Even today, there is a human tendency to increase production and population during good decades, forgetting (or, in the past, never realizing) that such decades were unlikely to last. When the good decades then do end, the society finds itself with more population than can be supported, or with ingrained habits unsuitable to the new climate conditions. (Just think today of the dry U.S. West and its urban or rural policies of profligate water use, often drawn up in wet decades on the tacit assumption that they were typical.) Compounding these problems of climate change, many past societies didn’t have “disaster relief” mechanisms to import food surpluses from other areas with a different climate into areas developing food shortages. All of those considerations exposed past societies to increased risk from climate change.
Natural climate changes may make conditions either better or worse for any particular human society, and may benefit one society while hurting another society. (For example, we shall see that the Little Ice Age was bad for the Greenland Norse but good for the Greenland Inuit.) In many historical cases, a society that was depleting its environmental resources could absorb the losses as long as the climate was benign, but was then driven over the brink of collapse when the climate became drier, colder, hotter, wetter, or more variable. Should one then say that the collapse was caused by human environmental impact, or by climate change? Neither of those simple alternatives is correct. Instead, if the society hadn’t already partly depleted its environmental resources, it might have survived the resource depletion caused by climate change. Conversely, it was able to survive its self-inflicted resource depletion until climate change produced further resource depletion. It was neither factor taken alone, but the combination of environmental impact and climate change, that proved fatal.
A third consideration is hostile neighbors. All but a few historical societies have been geographically close enough to some other societies to have had at least some contact with them. Relations with neighboring societies may be intermittently or chronically hostile. A society may
be able to hold off its enemies as long as it is strong, only to succumb when it becomes weakened for any reason, including environmental damage. The proximate cause of the collapse will then be military conquest, but the ultimate cause—the factor whose change led to the collapse—will have been the factor that caused the weakening. Hence collapses for ecological or other reasons often masquerade as military defeats.
The most familiar debate about such possible masquerading involves the fall of the Western Roman Empire. Rome became increasingly beset by barbarian invasions, with the conventional date for the Empire’s fall being taken somewhat arbitrarily as A.D. 476, the year in which the last emperor of the West was deposed. However, even before the rise of the Roman Empire, there had been “barbarian” tribes who lived in northern Europe and Central Asia beyond the borders of “civilized” Mediterranean Europe, and who periodically attacked civilized Europe (as well as civilized China and India). For over a thousand years, Rome successfully held off the barbarians, for instance slaughtering a large invading force of Cimbri and Teutones bent on conquering northern Italy at the Battle of Campi Raudii in 101 B.C.